A

Positive feedbacks and alternative stable states in forest leaf types

Nature Communications, vol. 15, pp. 4658

Abstract

The emergence of alternative stable states in forest systems has significant implications for the functioning and structure of the terrestrial biosphere, yet empirical evidence remains scarce. Here, we combine global forest biodiversity observations and simulations to test for alternative stable states in the presence of evergreen and deciduous forest types. We reveal a bimodal distribution of forest leaf types across temperate regions of the Northern Hemisphere that cannot be explained by the environment alone, suggesting signatures of alternative forest states. Moreover, we empirically demonstrate the existence of positive feedbacks in tree growth, recruitment and mortality, with trees having 4-43% higher growth rates, 14-17% higher survival rates and 4-7 times higher recruitment rates when they are surrounded by trees of their own leaf type. Simulations show that the observed positive feedbacks are necessary and sufficient to generate alternative forest states, which also lead to dependency on history (hysteresis) during ecosystem transition from evergreen to deciduous forests and vice versa. We identify hotspots of bistable forest types in evergreen-deciduous ecotones, which are likely driven by soil-related positive feedbacks. These findings are integral to predicting the distribution of forest biomes, and aid to our understanding of biodiversity, carbon turnover, and terrestrial climate feedbacks.

Authors 100

  1. Yibiao Zou corresponding

    ETH Zurich · Institute of Integrative Biology

    Affiliation as printed

    Institute of Integrative Biology, ETH Zurich (Swiss Federal Institute of Technology), Universitätsstrasse 16, 8092, Zurich, Switzerland. yibiao.zou@usys.ethz.ch

    Institute of Integrative Biology, ETH Zurich (Swiss Federal Institute of Technology), Universitätsstrasse 16, 8092, Zurich, Switzerland

  2. ETH Zurich · Institute of Integrative Biology

    Affiliation as printed

    Institute of Integrative Biology, ETH Zurich (Swiss Federal Institute of Technology), Universitätsstrasse 16, 8092, Zurich, Switzerland

  3. ETH Zurich · Institute of Integrative Biology

    Affiliation as printed

    Institute of Integrative Biology, ETH Zurich (Swiss Federal Institute of Technology), Universitätsstrasse 16, 8092, Zurich, Switzerland

  4. ETH Zurich · Institute of Integrative Biology

    Affiliation as printed

    Institute of Integrative Biology, ETH Zurich (Swiss Federal Institute of Technology), Universitätsstrasse 16, 8092, Zurich, Switzerland

  5. Carnegie Institution for Science

    Affiliation as printed

    Department of Global Ecology, Carnegie Institution for Science, Stanford, CA, USA

  6. ETH Zurich · Institute of Integrative Biology

    Affiliation as printed

    Institute of Integrative Biology, ETH Zurich (Swiss Federal Institute of Technology), Universitätsstrasse 16, 8092, Zurich, Switzerland

  7. ETH Zurich · Institute of Integrative Biology

    Affiliation as printed

    Institute of Integrative Biology, ETH Zurich (Swiss Federal Institute of Technology), Universitätsstrasse 16, 8092, Zurich, Switzerland

  8. ETH Zurich · Institute of Integrative Biology

    Affiliation as printed

    Institute of Integrative Biology, ETH Zurich (Swiss Federal Institute of Technology), Universitätsstrasse 16, 8092, Zurich, Switzerland

  9. Swiss Federal Institute for Forest, Snow and Landscape Research

    Affiliation as printed

    Swiss Federal Institute for Forest, Snow and Landscape Research WSL, 8903, Birmensdorf, Switzerland

  10. Swiss Federal Institute for Forest, Snow and Landscape Research

    Affiliation as printed

    Swiss Federal Institute for Forest, Snow and Landscape Research WSL, 8903, Birmensdorf, Switzerland

  11. Purdue University West Lafayette

    Affiliation as printed

    Department of Forestry and Natural Resources, Purdue University, West Lafayette, IN, USA

  12. Universitat de Lleida · Forest Science and Technology Centre of Catalonia

    Affiliation as printed

    Department of Agricultural and Forest Sciences and Engineering, University of Lleida, Lleida, Spain

    Forest Science and Technology Centre of Catalonia (CTFC), Solsona, Spain

  13. Wageningen University & Research

    Affiliation as printed

    Wageningen University and Research, Wageningen, The Netherlands

  14. University of Minnesota · University of Michigan · Western Sydney University

    Affiliation as printed

    Department of Forest Resources, University of Minnesota, St. Paul, MN, USA

    Hawkesbury Institute for the Environment, Western Sydney University, Penrith, NSW, Australia

    Institute for Global Change Biology, and School for Environment and Sustainability, University of Michigan, Ann Arbor, MI, USA

  15. Estonian University of Life Sciences

    Affiliation as printed

    Plant Physiology work group, Estonian University of Life Sciences, Tartu, Estonia

  16. Swedish University of Agricultural Sciences

    Affiliation as printed

    Department of Forest Resource Management, Swedish University of Agricultural Sciences, Umeå, Sweden

  17. Forstliche Versuchs- und Forschungsanstalt Baden-Württemberg

    Affiliation as printed

    Forstliche Versuchs- und Forschungsanstalt Baden-Württemberg, Freiburg im Breisgau, Germany

  18. National Biodiversity Network Trust

    Affiliation as printed

    NBN Trust, Nottingham, UK

  19. Universidad de Alcalá

    Affiliation as printed

    Universidad de Alcalá, Alcala de Henares, Spain

  20. Universidad de Alcalá

    Affiliation as printed

    Universidad de Alcalá, Alcala de Henares, Spain

  21. Swiss Federal Institute for Forest, Snow and Landscape Research

    Affiliation as printed

    Swiss Federal Institute for Forest, Snow and Landscape Research WSL, 8903, Birmensdorf, Switzerland

  22. Université Félix Houphouët-Boigny

    Affiliation as printed

    UFR Biosciences, University Félix Houphouët-Boigny, Abidjan, Côte d’Ivoire

    UFR Biosciences, University Félix Houphouët-Boigny, Abidjan, Côte d'Ivoire

  23. University of Udine · Free University of Bozen-Bolzano

    Affiliation as printed

    Department of Agricultural, Food, Environmental and Animal Sciences, University of Udine, Udine, Italy

    Faculty of Science and Technology, Free University of Bolzano, Bolzano, Italy

  24. University of Florida

    Affiliation as printed

    Spatial Ecology and Conservation Laboratory, Department of Tourism, Recreation and Sport Management, University of Florida, Gainesville, FL, 32611, USA

  25. Instituto Tecnológico de Costa Rica

    Affiliation as printed

    Forestry School, Tecnológico de Costa Rica TEC, Cartago, Costa Rica

  26. Universidad Nacional Abierta y a Distancia

    Affiliation as printed

    Fundacion ConVida, Universidad Nacional Abierta y a Distancia, UNAD, Medellin, Colombia

  27. Field Museum of Natural History

    Affiliation as printed

    Field Museum of Natural History, Chicago, USA

  28. University of California, Los Angeles

    Affiliation as printed

    Center for Tropical Research, Institute of the Environment and Sustainability, UCLA, Los Angeles, CA, USA

  29. University of Göttingen

    Affiliation as printed

    Silviculture and Forest Ecology of the Temperate Zones, University of Göttingen, Göttingen, Germany

  30. Norwegian Institute of Bioeconomy Research

    Affiliation as printed

    Division of Forest and Forest Resources, Norwegian Institute of Bioeconomy Research (NIBIO), Ås, Norway

  31. Museo de Historia Natural Noel Kempff Mercado

    Affiliation as printed

    Museo de Historia natural Noel kempff Mercado, Santa Cruz, Bolivia

  32. Museo de Historia Natural Noel Kempff Mercado

    Affiliation as printed

    Museo de Historia natural Noel kempff Mercado, Santa Cruz, Bolivia

  33. Joint Research Centre

    Affiliation as printed

    European Commission, Joint Research Center, Ispra, Italy

  34. Universidad Nacional Experimental de los Llanos Occidentales Ezequiel Zamora

    Affiliation as printed

    Compensation International S. A. Ci Progress-GreenLife, Bogotá, DC, Colombia

    UNELLEZ-Guanare, Programa de Ciencias del Agro y el Mar, Herbario Universitario (PORT), Portuguesa, Venezuela

  35. University of Leeds

    Affiliation as printed

    School of Geography, University of Leeds, Leeds, UK

  36. Instytut Badawczy Leśnictwa

    Affiliation as printed

    Department of Geomatics, Forest Research Institute, Raszyn, Poland

  37. Naturalis Biodiversity Center

    Affiliation as printed

    Naturalis Biodiversity Center, Leiden, The Netherlands

  38. Universidade Federal do Acre

    Affiliation as printed

    Centro Multidisciplinar, Universidade Federal do Acre, Rio Branco, Brazil

  39. National Academy of Sciences · Duke University

    Affiliation as printed

    Department of Evolutionary Anthropology, Duke University, Durham, NC, 27708, USA

    Proceedings of the National Academy of Sciences, Washington, DC, USA

  40. University of Liège · Gembloux Agro-Bio Tech

    Affiliation as printed

    TERRA Teach and Research Centre, Gembloux Agro Bio-Tech, University of Liege, Liege, Belgium

  41. Affiliation as printed

    Forestry Consultant, Via Unione Sovietica 105, 58100, Grosseto, Italy

  42. Centre National de la Recherche Scientifique · Centre de Coopération Internationale en Recherche Agronomique pour le Développement · Université de Montpellier · Institut National de Recherche pour l'Agriculture, l'Alimentation et l'Environnement · UMR Botanique et Modélisation de l’Architecture des Plantes et des végétations · Institut de Recherche pour le Développement

    Affiliation as printed

    AMAP, Univ Montpellier, Montpellier, France

    CIRAD, CNRS, INRAE, IRD, Montpellier, France

    Institut Agronomique néo-Calédonien (IAC), Nouméa, New Caledonia

  43. Mbarara University of Science and Technology

    Affiliation as printed

    Institute of Tropical Forest Conservation, Mbarara University of Sciences and Technology, Mbarara, Uganda

  44. Ghent University

    Affiliation as printed

    Isotope Bioscience Laboratory - ISOFYS, Ghent University, Ghent, Belgium

  45. Wageningen University & Research

    Affiliation as printed

    Wageningen University and Research, Wageningen, The Netherlands

  46. Ştefan cel Mare University of Suceava

    Affiliation as printed

    Integrated Center for Research, Development and Innovation in Advanced Materials, Nanotechnologies, and Distributed Systems for Fabrication and Control (MANSiD), Stefan cel Mare University of Suceava, Suceava, Romania

  47. Universidade de São Paulo

    Affiliation as printed

    Department of Forest Sciences, Luiz de Queiroz College of Agriculture, University of São Paulo, Piracicaba, Brazil

  48. Affiliation as printed

    Bavarian State Institute of Forestry, Freising, Germany

  49. Manchester Metropolitan University

    Affiliation as printed

    Department of Natural Sciences, Manchester Metropolitan University, Manchester, UK

  50. University of Leeds

    Affiliation as printed

    School of Geography, University of Leeds, Leeds, UK

  51. University of Florida

    Affiliation as printed

    Spatial Ecology and Conservation Laboratory, School of Forest Resources and Conservation, University of Florida, Gainesville, FL, 32611, USA

  52. German Centre for Integrative Biodiversity Research · Martin Luther University Halle-Wittenberg

    Affiliation as printed

    German Centre for Integrative Biodiversity Research (iDiv) Halle-Jena-Leipzig, Leipzig, Germany

    Institute of Biology, Geobotany and Botanical Garden, Martin Luther University Halle-Wittenberg, Halle-, Wittenberg, Germany

  53. University of Florence

    Affiliation as printed

    Department of Agriculture, Food, Environment and Forest (DAGRI), University of Firenze, Florence, Italy

  54. University of Bologna

    Affiliation as printed

    Department of Biological, Geological, and Environmental Sciences, University of Bologna, Bologna, Italy

  55. Universidade de São Paulo

    Affiliation as printed

    Department of Forest Sciences, Luiz de Queiroz College of Agriculture, University of São Paulo, Piracicaba, Brazil

  56. Institute of Forestry

    Affiliation as printed

    Department of Spatial Regulation, GIS and Forest Policy, Institute of Forestry, Belgrade, Serbia

  57. University of Connecticut · University of the Sunshine Coast

    Affiliation as printed

    Department of Ecology and Evolutionary Biology, University of Connecticut, Storrs, CT, USA

    Forest Research Institute, University of the Sunshine Coast, Sippy Downs, Queensland, QLD, Australia

  58. Lakehead University

    Affiliation as printed

    Faculty of Natural Resources Management, Lakehead University, Thunder Bay, ON, Canada

  59. ETH Zurich · Institute of Integrative Biology

    Affiliation as printed

    Institute of Integrative Biology, ETH Zurich (Swiss Federal Institute of Technology), Universitätsstrasse 16, 8092, Zurich, Switzerland

  60. Affiliation as printed

    Division of Forest Resources Information, Korea Forest Promotion Institute, Seoul, South Korea

  61. Czech Academy of Sciences, Global Change Research Institute · Institute of Forest Ecosystem Research

    Affiliation as printed

    Global Change Research Institute CAS, Brno, Czech Republic

    IFER - Institute of Forest Ecosystem Research, Jilove u Prahy, Czech Republic

  62. Duke University

    Affiliation as printed

    Nicholas School of the Environment, Duke University, Durham, NC, USA

  63. University of Missouri–St. Louis

    Affiliation as printed

    Department of Biology, University of Missouri-St Louis, St. Louis, MO, USA

  64. Universidade Estadual de Campinas (UNICAMP)

    Affiliation as printed

    Programa de Pós-graduação em Biologia Vegetal, Instituto de Biologia, Universidade Estadual de Campinas, Campinas, Brazil

  65. University of Cambridge

    Affiliation as printed

    Department of Plant Sciences and Conservation Research Institute, University of Cambridge, Cambridge, UK

  66. Affiliation as printed

    Andes to Amazon Biodiversity Program, Madre de Dios, Peru

  67. Universidad Juárez del Estado de Durango

    Affiliation as printed

    Facultad de Ciencias Forestales y Ambientales, Universidad Juárez del Estado de Durango, Durango, Mexico

  68. College of Saint Rose · West Virginia University

    Affiliation as printed

    Department of Biology, West Virginia University, Morgantown, WV, USA

    Department of Physical and Biological Sciences, The College of Saint Rose, Albany, NY, USA

  69. West Virginia University

    Affiliation as printed

    Department of Biology, West Virginia University, Morgantown, WV, USA

  70. Concordia University

    Affiliation as printed

    Biology Department, Centre for Structural and Functional Genomics, Concordia University, Montreal, QC, Canada

  71. Universidade Regional de Blumenau

    Affiliation as printed

    Natural Science Department, Universidade Regional de Blumenau, Blumenau, Brazil

  72. World Agroforestry Centre

    Affiliation as printed

    World Agroforestry (ICRAF), P.O. Box 30677, 00100, Nairobi, Kenya

  73. Centre National de la Recherche Scientifique · AgroParisTech · Institut National de Recherche pour l'Agriculture, l'Alimentation et l'Environnement · Ecologie des Forêts de Guyane

    Affiliation as printed

    Cirad, UMR EcoFoG (AgroParisTech, CNRS, INRAE, Université des Antilles, Université de la Guyane), Campus Agronomique, Kourou, French Guiana

  74. University of Maryland, College Park

    Affiliation as printed

    Department of Geographical Sciences, University of Maryland, College Park, MD, USA

  75. Institute of Forestry

    Affiliation as printed

    Institute of Forestry, Belgrade, Serbia

  76. Czech Academy of Sciences · University of South Bohemia in České Budějovice · Czech Academy of Sciences, Institute of Botany

    Affiliation as printed

    Department of Botany, Faculty of Science, University of South Bohemia, České Budějovice, Czech Republic

    Institute of Botany, The Czech Academy of Sciences, Třeboň, Czech Republic

  77. Centre National de la Recherche Scientifique · AgroParisTech · Institut National de Recherche pour l'Agriculture, l'Alimentation et l'Environnement · Ecologie des Forêts de Guyane

    Affiliation as printed

    Cirad, UMR EcoFoG (AgroParisTech, CNRS, INRAE, Université des Antilles, Université de la Guyane), Campus Agronomique, Kourou, French Guiana

  78. Affiliation as printed

    IRET, Herbier National du Gabon (CENAREST), Libreville, Gabon

  79. Santa Fe Institute · University of Arizona

    Affiliation as printed

    Department of Ecology and Evolutionary Biology, University of Arizona, Tucson, AZ, USA

    The Santa Fe Institute, Santa Fe, NM, USA

  80. Queensland Department of Environment and Science

    Affiliation as printed

    Queensland Herbarium, Department of Environment and Science, Toowong, QLD, Australia

  81. Université d'Agriculture de Kétou · Université Nationale d'Agriculture

    Affiliation as printed

    Ecole de Foresterie et Ingénierie du Bois, Université Nationale d’Agriculture, Kétou, Benin

    Ecole de Foresterie et Ingénierie du Bois, Université Nationale d'Agriculture, Kétou, Benin

  82. Queen Mary University of London · Institute of Entomology · Czech Academy of Sciences, Biology Centre

    Affiliation as printed

    Biology Centre of the Czech Academy of Sciences, Institute of Entomology, Ceske Budejovice, Czech Republic

    School of Biological and Behavioural Sciences, Queen Mary University of London, London, UK

  83. University of Exeter

    Affiliation as printed

    Geography, College of Life and Environmental Sciences, University of Exeter, Exeter, UK

  84. Museu Paraense Emílio Goeldi

    Affiliation as printed

    Museu Paraense Emílio Goeldi. Coordenação de Ciências da Terra e Ecologia, Belém, Pará, Brasil

  85. Natural Resources Institute Finland

    Affiliation as printed

    Natural Resources Institute Finland (Luke), Joensuu, Finland

  86. University of Bern

    Affiliation as printed

    Institute of Plant Sciences, University of Bern, Bern, Switzerland

  87. Forest Research Institute Malaysia

    Affiliation as printed

    Forest Research Institute Malaysia, Kuala Lumpur, Malaysia

  88. Swedish University of Agricultural Sciences

    Affiliation as printed

    Department of Forest Resource Management, Swedish University of Agricultural Sciences SLU, Umea, Sweden

  89. Fondazione Edmund Mach

    Affiliation as printed

    Research and Innovation Center, Fondazione Edmund Mach, San Michele All’adige, Italy

    Research and Innovation Center, Fondazione Edmund Mach, San Michele All'adige, Italy

  90. Food and Agriculture Organization of the United Nations

    Affiliation as printed

    Forestry Division, Food and Agriculture Organization of the United Nations, Rome, Italy

  91. Fondazione Edmund Mach

    Affiliation as printed

    Research and Innovation Center, Fondazione Edmund Mach, San Michele All’adige, Italy

    Research and Innovation Center, Fondazione Edmund Mach, San Michele All'adige, Italy

  92. Affiliation as printed

    Glick Designs LLC, Hadley, MA, USA

  93. Royal Botanic Garden Edinburgh

    Affiliation as printed

    Royal Botanic Garden Edinburgh, Edinburgh, UK

  94. University of Oxford

    Affiliation as printed

    Department of Plant Sciences, University of Oxford, Oxford, UK

  95. University of Bayreuth

    Affiliation as printed

    Department of Plant Systematics, University of Bayreuth, Bayreuth, Germany

  96. Wageningen University & Research

    Affiliation as printed

    Wageningen University and Research, Wageningen, The Netherlands

  97. Université de Montpellier · Forests and Societies · Institut National Polytechnique Félix Houphouët-Boigny

    Affiliation as printed

    Cirad, UPR Forêts et Sociétés, University of Montpellier, Montpellier, France

    Department of Forestry and Environment, National Polytechnic Institute (INP-HB), Yamoussoukro, Côte d’Ivoire

    Department of Forestry and Environment, National Polytechnic Institute (INP-HB), Yamoussoukro, Côte d'Ivoire

  98. University of the Sunshine Coast

    Affiliation as printed

    Forest Research Institute, University of the Sunshine Coast, Sippy Downs, Queensland, QLD, Australia

  99. GFZ Helmholtz Centre for Geosciences

    Affiliation as printed

    Helmholtz GeoResearch Center (GFZ), Potsdam, Germany

  100. Royal Society for the Protection of Birds

    Affiliation as printed

    Centre for Conservation Science, The Royal Society for the Protection of Birds, Sandy, UK

    Wild Chimpanzee Foundation, Liberia Office, Monrovia, Liberia

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References 51